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eMedicine - Functional Endoscopic Sinus Surgery : Article by

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Author: Ankit Patel, MD, Staff Physician, Department of Otolaryngology-Head and Neck Surgery, St Joseph Medical Center, Silver Cross Hospital

Ankit Patel is a member of the following medical societies: American Academy of Otolaryngology-Head and Neck Surgery and American Rhinologic Society

Editors: Lanny Garth Close, MD, Chair, Professor, Department of Otolaryngology-Head and Neck Surgery, Columbia University College of Physicians and Surgeons; Francisco Talavera, PharmD, PhD, Senior Pharmacy Editor, eMedicine; Stephen G Batuello, MD, Consulting Staff, Colorado ENT Specialists; Christopher L Slack, MD, Otolaryngology-Facial Plastic Surgery, Private Practice, Associated Coastal ENT; Medical Director, Treasure Coast Sleep Disorders; Arlen D Meyers, MD, MBA, Professor, Department of Otolaryngology-Head and Neck Surgery, University of Colorado School of Medicine

Author and Editor Disclosure

Synonyms and related keywords: functional endoscopic sinus surgery, FESS, chronic sinusitis, recurrent sinusitis, sinus infection, rhinosinusitis, chronic rhinosinusitis, rhinology, CSF leak, CSF rhinorrhea, inverted papilloma, orbital decompression, endoscopic DCR, optic nerve decompression, traumatic indirect optic neuropathy, sinus surgery

History of the Procedure

Rhinology and sinus surgery have undergone a tremendous expansion since the discourses of Messerklinger and Wigand in the late 1970s. Imaging advances, increased understanding of the anatomy and the pathophysiology of chronic sinusitis, and image-guided surgery have allowed surgeons to perform more complex procedures with increased safety.

Outstanding short- and long-term results have been reported in the literature. Senior et al reported that symptoms improved in 66 of 72 (91.6%) patients following endoscopic sinus surgery, with a mean follow-up time of 7.8 years.1 In addition, endoscopic sinus surgery significantly influences quality of life; Damm et al reported an improvement in quality of life for 85% of their patient population, with a mean follow-up time of 31.7 months.2

Although functional endoscopic sinus surgery is the primary approach used today for the surgical treatment of chronic sinusitis, the time-honored external approaches still play a role. Therefore, familiarity with both approaches, in conjunction with a precise understanding of the anatomy, ensures optimal patient care and outcome.

Clinical

The cornerstone of accurate diagnosis and treatment of chronic sinusitis is a thorough history and a complete physical examination, including nasal endoscopy. Before considering surgery, the evaluation should clearly indicate that chronic sinusitis is responsible for the patient's constellation of symptoms.

The history should elucidate the frequency of infections, the type and the duration of symptoms, and the response to medical therapy. Patients with chronic or recurrent symptoms typically report nasal congestion, purulent drainage, postnasal drip, facial pressure and headache, hyposmia or anosmia, and nasal obstruction; however, other conditions can mimic chronic sinusitis, causing one or more of the above symptoms. Therefore, ruling out other etiologies for the patient's symptoms is imperative. For example, patients with allergic rhinitis may have similar problems, such as sneezing, watery eyes, itchy eyes, nasal congestion, and postnasal drip. If the patient's only problem is allergic rhinitis, then endoscopic sinus surgery is not the solution, and proper medical treatment should be prescribed.

The physical examination is an excellent adjunct to the history in diagnosing or excluding chronic sinusitis. A complete head and neck examination, along with anterior rhinoscopy, should be performed. If further nasal examination is required, a full nasal endoscopy should be performed. The patient should be assessed for the following conditions: septal deviation; turbinate hypertrophy; nasal polyps; nasal airway problems, including dynamic internal or external valve collapse; ostiomeatal complex, if visible; and adenoidal hypertrophy. Percussion of the sinuses to elicit tenderness may provide additional information; however, this is an imperfect technique in terms of both sensitivity and specificity.

The history and the physical examination can often be used to confirm a diagnosis of chronic sinusitis. Because ascertaining the contribution of confounding factors to the patient's symptoms is difficult, a reasonable approach is to provide maximal medical therapy (see Treatment) for chronic sinusitis and then to perform a paranasal sinus CT scan. In difficult cases, the findings on CT scans after appropriate medical treatment may assist in diagnosing or ruling out ostiomeatal disease or chronic sinusitis as the etiology for the patient's complaints. In patients with normal CT findings and no change in symptoms after undergoing medical treatment, a diagnosis of chronic sinusitis is suspect at best. These patients should not be offered functional endoscopic sinus surgery as a treatment for their symptoms.



Endoscopic sinus surgery is most commonly performed for inflammatory and infectious sinus disease. The most common indications for endoscopic sinus surgery are as follows:

  • Chronic sinusitis refractory to medical treatment
  • Recurrent sinusitis
  • Nasal polyposis
  • Antrochoanal polyps
  • Sinus mucoceles
  • Excision of selected tumors
  • Cerebrospinal fluid (CSF) leak closure
  • Orbital decompression (eg, Graves ophthalmopathy)
  • Optic nerve decompression
  • Dacryocystorhinostomy (DCR)
  • Choanal atresia repair
  • Foreign body removal
  • Epistaxis control

Typically, endoscopic sinus surgery is reserved for patients with documented rhinosinusitis, based on a thorough history and a complete physical examination, including CT scans if appropriate, and in whom appropriate medical treatment has failed. Patients with nasal polyposis commonly have poor results with medical therapy alone; therefore, surgical intervention may be considered earlier in the course of treatment. Similarly, antrochoanal polyps require surgical removal.

Increasingly, selected nasal masses and tumors are being removed endoscopically. Endoscopic removal of inverted papilloma is controversial. Endoscopic surgery can be performed for limited lesions in which definitive control and margins can be obtained endoscopically; this circumstance can be predicted preoperatively via nasal endoscopy and imaging. More extensive lesions should be approached externally with use of either a lateral rhinotomy method or a midfacial degloving method in order to perform en bloc tumor removal. Further research with long-term monitoring in this area will better delineate the optimal treatment for these patients.

CSF leaks associated with CSF rhinorrhea can be managed endoscopically. Success rates of 80% have been reported in the literature with primary endoscopic attempts; success rates increase to 90% if revision endoscopic closures are included. With endoscopic repair of CSF leaks, the more extensive neurosurgical external approaches via craniotomy can be avoided. In certain clinical settings, endonasal encephaloceles are repaired via endoscopic approaches.

Endoscopic approaches may also be applied for ophthalmologic procedures, including orbital decompression, endoscopic DCR, and optic nerve decompression for traumatic indirect optic neuropathy. Traditionally, these procedures were performed through external approaches, but, with increasing experience in nasal endoscopic techniques, they are now performed endoscopically. Only surgeons with extensive training in and expertise with endoscopic techniques should perform these procedures.



Knowledge of the anatomy of the lateral nasal wall and the sinuses is critical for performing safe and complete endoscopic sinus surgery. This description of endonasal anatomy is roughly based on the order of dissection during nasal endoscopy and surgery.

Immediately upon entering the nasal cavity, the first structures encountered are the nasal septum and the inferior turbinate. The nasal septum consists of the quadrangular cartilage anteriorly, extending to the perpendicular plate of the ethmoid bone posterosuperiorly and the vomer posteroinferiorly. Recognizing deflections of the nasal septum preoperatively is important because they may significantly contribute to nasal obstruction and limit endoscopic visualization during surgery. As appropriate, patients with septum deflections may be counseled regarding the need for septoplasty in conjunction with functional endoscopic sinus surgery.

The inferior turbinate extends along the inferior lateral nasal wall posteriorly toward the nasopharynx. In patients with a significant allergic component to their problems, the inferior turbinates may be edematous. These patients may benefit from a turbinate reduction at the same time as the endoscopic sinus surgery. The inferior meatus, where the nasolacrimal duct opens, is located approximately 1 cm beyond the most anterior edge of the inferior turbinate.

As the endoscope is further advanced into the nose, the next structure encountered is the middle turbinate. The middle turbinate is a key landmark in endoscopic sinus surgery. It has both a vertical component (lying in the sagittal plane, running from posterior to anterior) and a horizontal component (lying in the coronal plane, running from medial to lateral). Superiorly, the middle turbinate attaches to the skull base at the cribriform plate. As such, care should always be taken when manipulating the middle turbinate. The horizontal component of the middle turbinate is referred to as the basal (or grand) lamella, and it represents the dividing point between anterior and posterior ethmoid air cells. Posteriorly and inferiorly, the middle turbinate attaches to the lateral nasal wall at the crista ethmoidalis, just anterior to the sphenopalatine foramen.

The uncinate process is the next key structure to be identified in endoscopic sinus surgery. This L-shaped bone of the lateral nasal wall forms the anterior border of the hiatus semilunaris, or the infundibulum. The infundibulum is the location of the ostiomeatal complex, where the natural ostium of the maxillary sinus opens. For patients with sinus disease, a patent ostiomeatal complex is critical for an improvement of symptoms. Anteriorly, the uncinate process attaches to the lacrimal bone, and, inferiorly, the uncinate process attaches to the ethmoidal process of the inferior turbinate. Once the uncinate process is removed, the natural maxillary ostium can be seen, typically just posterior to the uncinate process, roughly one third of the distance along the middle turbinate from its anterior edge. It lies at approximately the level of the inferior border of the middle turbinate, superior to the inferior turbinate.

The natural maxillary ostium is the destination for the mucociliary flow within the maxillary sinus. Therefore, for optimal results, the surgically enlarged maxillary antrostomy must include the natural ostium. In fact, failure to include the maxillary ostium in endoscopic surgical antrostomy is one of the key patterns of failure in functional endoscopic sinus surgery. The maxillary sinus, approximately 14-15 mL in volume, is bordered superiorly by the inferior orbital wall, medially by the lateral nasal wall, and inferiorly by the alveolar portion of the maxillary bone.

The next structure to be encountered is the ethmoid bulla, which is one of the most constant anterior ethmoidal air cells. It is just beyond the natural ostium of the maxillary sinus and forms the posterior border of the hiatus semilunaris. The lateral extent of the bulla is the lamina papyracea. Superiorly, the ethmoid bulla may extend all the way to the ethmoid roof (the skull base). Alternatively, a suprabullar recess may exist above the roof of the bulla. A careful preoperative review of the patient's CT scan clarifies this relationship.

The ethmoid sinus consists of a variable number (typically 7-15) of air cells. The most lateral border of these air cells is the lamina papyracea, and the most superior border of these cells is the skull base. Supraorbital ethmoid cells may be present. A review of the patient's CT scan alerts the surgeon to these variations. The basal lamella of the middle turbinate separates the anterior ethmoid cells from the posterior ethmoid cells. Anterior ethmoid cells drain to the middle meatus, and the posterior cells drain into the superior meatus.

Exenteration of the posterior ethmoid cells leads to the face of the sphenoid. The sphenoid sinus is the most posterior of the paranasal sinuses, sitting just superior to the nasopharynx and just anterior and inferior to the sella turcica. The anterior face of the sphenoid sits approximately 7 cm from the nasal sill on a 30° axis from the horizontal.

Several important structures are related to the sphenoid sinus. The internal carotid artery is typically the most posterior and medial impression seen within the sphenoid sinus. In approximately 7% of cases, the bone is dehiscent. The optic nerve and its bony encasement produce an anterosuperior indentation within the roof of the sphenoid sinus. In 4% of cases, the bone surrounding the optic nerve is dehiscent. Therefore, controlled opening of the sphenoid sinus, typically at its natural ostium, is critical for a safe outcome. The location of the natural ostium of the sphenoid sinus is variable; approximately 60% are located medial to the superior turbinate, and 40% are located lateral to the superior turbinate.

The frontal recess, or the frontal outflow tract, is the tract that leads from the frontal sinus into the nasal cavity. Often, the ethmoid bulla is the posterior border of the frontal sinus outflow tract. Anteriorly, the frontal sinus outflow tract is bordered by the uncinate process or the agger nasi cells (frontal anterior ethmoid air cells). If any of these cells are enlarged or if scarring is present from a previous surgery, resultant outflow tract obstruction, leading to frontal sinusitis, may occur. Typically, the medial wall of the frontal recess is formed by the lamina papyracea.

Intimate knowledge and understanding of the anatomy, in conjunction with a careful preoperative review of CT scans, are paramount in the safe and complete performance of endoscopic sinus surgery.



Certain conditions may require an external approach for complete treatment of disease; these include intraorbital complications of acute sinusitis, such as orbital abscess or frontal osteomyelitis with Potts puffy tumor. An open approach in these instances, with or without additional endoscopic assistance, may be preferable. A careful review of preoperative CT scans or MRI films helps to guide the surgeon.

After 2 failures to endoscopically manage CSF leaks associated with CSF rhinorrhea, patients should be referred to a neurosurgeon for closure using a neurosurgical approach. Likewise, after failure to endoscopically manage frontal sinus disease, open approaches should be considered.



Imaging Studies

  • A paranasal sinus CT scan is often obtained after maximal medical therapy for chronic sinusitis in order to ascertain the contribution of confounding factors.
    • Findings on CT scans after appropriate medical treatment may assist in diagnosing or excluding ostiomeatal disease or chronic sinusitis as the etiology for the patient's problems.
    • In patients with normal findings on CT scans and no change in symptoms after medical treatment, a diagnosis of chronic sinusitis is suspect at best.
  • If surgery is to be performed, careful preoperative review of CT scans is essential for safe and complete performance of endoscopic sinus surgery.
  • Conditions such as intraorbital complications of acute sinusitis (eg, orbital abscess or frontal osteomyelitis with Pott puffy tumor) may require an external approach for complete treatment of disease. In these cases, a careful review of preoperative CT scans or MRI films helps to guide the surgeon.

Diagnostic Procedures

  • To diagnose or exclude chronic sinusitis, a complete head and neck examination, along with anterior rhinoscopy, should be performed. If further nasal examination is required, a full nasal endoscopy should be performed.



Medical therapy

Medical therapy is the mainstay of treatment for most patients with recurrent or chronic sinusitis. Surgery may serve as an adjunct and provide significant relief for these patients, but medical treatment should always be instituted before surgery is considered for these patients. Frequently, medical treatment is also required after surgery.

Treatment of chronic or recurrent sinusitis consists of a 3- to 6-week course of antibiotics, with coverage for gram-positive and gram-negative bacteria. Augmentin and levofloxacin are antibiotics that are typically used. Nasal steroids should be instituted to decrease intranasal edema and inflammation. Improvement with nasal steroids might not be seen for days or weeks. Saline irrigations are also important for nasal toilet. If nasal congestion is a significant complaint, a short course of decongestants (3 d if intranasal, 7 d if oral) may be used. If thick nasal mucous is noted, guaifenesin, taken orally at a high dosage (600 mg bid for 3 wk), may provide significant relief as a mucolytic.

Patients with nasal polyps may undergo the above treatment, plus a 1-week course of oral steroids (40 mg/d) beginning 5 days prior to surgery. (Steroids may decrease intraoperative bleeding and inflammation.) Patients should be carefully counseled regarding possible adverse effects, including hyperglycemia (especially in patients with diabetes), gastritis, and even psychosis. Steroids shrink polyp size and significantly improve symptoms, but the patient should be counseled that surgery is still required to eradicate the remaining nasal polyps.

After a full course of medical treatment, a paranasal CT scan should be obtained to assess treatment and to confirm radiographic evidence of chronic sinusitis. Patients with residual symptoms and radiographic findings consistent with recurrent or chronic sinusitis may be considered as candidates for surgery. If findings on CT scans do not reveal significant mucosal thickening or sinus opacification, the diagnosis of sinusitis should be reassessed. Patients with recurrent sinusitis may have normal findings on CT scans after treatment or between episodes, but they should have positive radiographic findings during episodes.

Every effort should be made to confirm the diagnosis of chronic or recurrent sinusitis prior to initiating endoscopic sinus surgery. Limited data exist for operating on patients whose clinical picture is consistent with chronic or recurrent sinusitis despite normal findings on CT scans. This finite subset of patients represents the exception, not the rule, for endoscopic sinus surgery operative candidates.

Surgical therapy

Patients may undergo functional endoscopic sinus surgery under intravenous sedation and local anesthesia or under general anesthesia. The authors' institutional preference is general anesthesia.

The procedure begins with decongestion of the nose and infiltration of lidocaine with epinephrine (1% lidocaine with 1:100,000 epinephrine is used for injection). The lateral nasal wall near the uncinate process is injected. Using a 3-mL syringe while placing a slight bend to the 27-gauge needle facilitates the injection. Next, the superior inlet and the anterior face of the middle turbinate are injected submucosally. If the possibility of septoplasty exists, the septum should also be injected. Next, 4 mL of 4% cocaine is placed onto pledgets, which are placed bilaterally in the nares. A throat pack may be placed, or, alternatively, the stomach may be suctioned prior to extubation upon completion of the procedure. The patient is then draped for surgery. If image-guided surgery is to be used, the appropriate headset apparatus should be applied at this time.

Functional endoscopic sinus surgery may begin with uncinectomy. If the uncinate process can be initially visualized without manipulating the middle turbinate, uncinectomy can be performed directly. Otherwise, the middle turbinate is gently medialized, carefully using the curved portion of the Freer elevator to avoid mucosal injury to the turbinate and to avoid forceful medialization and fracture of the turbinate.

Next, uncinectomy may be performed via an incision with either the sharp end of the Freer elevator or a sickle knife. The incision should be placed at the most anterior portion of the uncinate process, which is softer on palpation in comparison to the firmer lacrimal bone, where the nasolacrimal duct is located. Then, a Blakesley forceps is used to grasp the free uncinate edge and to remove it. Complete uncinectomy is important for subsequent visualization. Incomplete uncinectomy is a common reason for failure with primary surgery. The backbiter may also be directly used to take down the uncinate process.

Once the uncinate process is taken down, the true natural ostium of the maxillary sinus should be identified. The protected eye may be palpated at this juncture to ensure no dehiscence of the lamina papyracea and to confirm the location of the lamina. The natural ostium is typically at the level of the inferior edge of the middle turbinate about one third of the way back. A true cutting instrument is used to circumferentially enlarge the natural ostium. The optimal diameter for the maxillary antrostomy is controversial; typically, a diameter of 1 cm allows for adequate outflow and for postoperative monitoring in the office. Care should always be taken to avoid penetrating the lamina papyracea.

Next, the ethmoid bulla should be identified and opened. A J-shaped curette may be used to open the bulla at its interior and medial aspect. Once the cell is entered, the bony portions may be carefully removed using a microdebrider or a true-cutting forceps. Complete resection of the lateral bulla facilitates proper visualization and dissection posteriorly. Again, care should be taken laterally to maintain an intact lamina papyracea.

The remainder of the anterior ethmoid cells may be uncapped initially with a J curette and further opened with a microdebrider or a true cutting forceps. Using a curette initially allows for tactile sensation and determination of the thickness of bone and verifies proper orientation prior to further opening of cells with powered instrumentation. Care should always be taken to avoid mucosal stripping because mucosal preservation results in superior postoperative outcomes.

Anterior ethmoid cells should be cleared to the skull base, with the surgeon exercising caution when approaching the ethmoid roof and maintaining constant reference both to the endoscopic view and to the preoperative CT scan. Image-guided surgery or computer-aided surgery also guides the surgeon as to the distance to the skull base, but it does not replace the need for an intimate knowledge of the anatomy. While moving posteriorly to new air cells, the surgeon should always enter inferiorly and medially and then subsequently open laterally and superiorly once the more distal anatomy can be judged by visualization and palpation. Anterior ethmoidectomy is complete upon reaching the basal lamella of the middle turbinate.

If the sinus disease is limited to the anterior ethmoid cells and the maxillary sinus, the procedure may end with simple anterior ethmoidectomy and maxillary antrostomy. If, however, significant radiographic and clinical posterior ethmoid and sphenoid disease is present, then dissection should continue to exenterate the posterior ethmoid cells and to perform adequate sphenoidotomy as appropriate.

Posterior ethmoidectomy begins with perforating the basal lamella just superior and lateral to the junction of the vertical and horizontal segments of the middle turbinate. Care must be taken to preserve the posterior sagittal section of the middle turbinate and the inferior portion of the coronal segment of the basal lamella. By preserving this L-shaped strut, the stability of the middle turbinate is ensured. The lateral and superior portions of the basal lamella may then be removed using the microdebrider. Further posterior ethmoid cells may be taken down in a similar fashion, keeping in mind the location of the skull base and the lamina. The surgeon must be cognizant that the skull base typically slopes inferior at an approximately 30° angle from anterior to posterior. Thus, the skull base lies lower posteriorly than anteriorly. This dissection is taken back to the face of the sphenoid.

In the absence of Onodi cells, the sphenoid ostium lies medial and posterior to the final posterior ethmoid cell. A rough guide is that the face of the sphenoid is approximately 7 cm from the nasal sill at a 30° angle from the horizontal. Identifying the superior turbinate aids in the confirmation of position. The superior turbinate inserts on the anterior face of the sphenoid sinus. The sphenoid sinus is entered just medial and inferior to its natural ostium with a J curette or an olive-tipped suction. Once the sinus is entered safely, the ostium can be enlarged using a mushroom punch forceps. Care must be taken not to aggressively enter the sinus because dehiscences may be present in the bony coverage of the carotid artery or the optic nerve.

Frontal sinus work is typically reserved for the end of the surgical procedure because manipulation may create bleeding and obscure further posterior work. If frontal sinus work is indicated, a 45° or a 70° telescope proves useful. Typically, an agger nasi or frontal cell is the cause of frontal outflow obstruction. Using an angled scope for visualization, a frontal sinus curette is passed above the cell and then pulled anteriorly, thus breaking posterior and superior cell walls. Particular care must be exercised when working in the frontal recess because both the lamina and the skull base sit in immediate proximity to the outflow tract. Image-guided and navigational systems for computer-aided surgery and intimate knowledge of the anatomy are critical for safe frontal sinus work. For further discussion of endoscopic frontal sinus surgery, see the text by Kuhn and Javer.

Once dissection is complete and hemostasis is achieved, a bacitracin-coated Telfa or Afrin soaked pledget is placed into the nostril. This packing is removed prior to discharge of the patient. The patient is discharged with Ocean Nasal Mist and antibiotics, as well as instructions for a follow-up visit in 1 week. Some surgeons also place Gelfilm or a dissolvable spacer within the middle meatus to keep the space open and to prevent lateralization of the middle turbinate and synechiae formation. If placed, the spacer should be removed or suctioned away on the first postoperative visit.

Pearls of wisdom regarding endoscopic sinus surgery are as follows:

  • When entering each new space or landmark (eg, bulla ethmoidalis, anterior ethmoid cells, basal lamella, posterior ethmoid cells, sphenoid), the safest location for entry is medial and inferior.
  • The patient's CT scan should be examined preoperatively for location of the skull base on coronal cuts.
  • The frontal recess is best evaluated on sagittal CT sections.
  • The uncinate process most often attaches to the lamina papyracea superiorly, thus leaving the frontal recess to drain medially and superiorly to the uncinate.
  • The sphenopalatine foramen and the sphenopalatine artery are adjacent to the lateral and inferior attachment of the basal lamella to the lamina papyracea.
  • Orbital hematoma/postoperative proptosis requires immediate removal of nasal packing, emergent ophthalmologic consultation, and emergent lateral canthotomy.



All risks and benefits should be candidly discussed with patients as part of the informed consent process prior to surgery. A patient should never undergo surgery without a full discussion of all possible complications.

Risks associated with endoscopic sinus surgery are as follows:

  • Bleeding
  • Synechiae formation
  • Orbital injury
  • Diplopia
  • Orbital hematoma
  • Blindness
  • CSF leak
  • Direct brain injury
  • Nasolacrimal duct injury/epiphora



Outstanding short- and long-term results have been reported. In one study, symptoms improved in 66 of 72 patients following endoscopic sinus surgery, with a mean follow-up time of 7.8 years.1 In another report, quality of life improved for 85% of the patient population, with a mean follow-up time of 31.7 months.2



The realm of endoscopic surgery is continually being expanded. Procedures that were traditionally performed using external incisions are now being performed endoscopically. In some clinical settings, inverting papilloma excisions and skull base tumors are being approached endoscopically. Early results with these procedures are promising. Further study is required to delineate the role of endoscopic surgery in those areas.

Additionally, balloon catheter technology has been used to dilate the maxillary, frontal, and sphenoid natural ostia without bone or soft tissue removal.  Early reports show persistent patient symptom improvement and sinus ostia patency.  Further study and long-term outcomes with this technology will determine its role in endoscopic sinus surgery.3



The authors and editors of eMedicine gratefully acknowledge the contributions of the previous authors, A John Vartanian, MD and Louis de Guzman Portugal, MD, FACS, to the development and writing of this article.



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Functional Endoscopic Sinus Surgery excerpt

Article Last Updated: Mar 6, 2008